If you have suffered a monetary loss due to regulated financial advice that you may have a claim due to the professional negligence of the advisor.

A financial advisor has a duty to act in the best interests of a client and while most do, the lure of increased commissions has led to some advisors recommending products that are more beneficial to themselves as opposed to their clients.

Before recommending a financial product, an advisor should carry out due diligence and a thorough risk assessment of an individual client to make sure that any advice is in their interest and does not put a client at undue risk.

A significant number of advisors have been found to have not carried out the appropriate research which has led to substantial financial loss for their clients.

If the relevant advisor is no longer authorised we may still be able to look into this on your behalf as we have experience in pursuing cases with the Financial Services Compensation Scheme (FSCS) on behalf of clients.

Where the advisor is still trading, we will pursue them directly and can escalate the matter to the Financial Ombudsman Service or the Courts depending on the specific circumstances of the case.